Summit Brokerage Transition Team

Summit Brokerage Transition Team

Making a major career change is an exciting time. At Summit Brokerage, our goal is to help you every step of the way as you prepare to take advantage of the opportunities made available by opening a Summit office. Upon joining the Firm, you will have a transition team dedicated solely to you. Our Business Development Transition Team will take you through the process, from licensing and registration, to transferring your clients’ accounts and to establishing your office. Our transitions culminate with a post registration on-site visit from a transition coordinator. Complete reviews of all of our policies and procedures as well as detailed training on the chosen clearing platform are essential components of this visit. Our coordinator will leave once the branch is set up properly and functioning correctly. A typical transition from start to finish normally takes from one to three weeks.

Summit’s transition team‘s main focus is your satisfaction. From our perspective, no transition is complete unless and until your new business is up and running at 100%. Remember; you will have experienced and dedicated members of our Business Development Transition Team guiding you through the entire process.

This is the first step in seeing what sets us apart from the rest – our level of service that we provide our advisors.

At Summit, we recognize that servicing your clients is the most important thing you do, and servicing you, as our client, is the most important thing we do.


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